The Hawthorne Studies: Five Phases & Mayo’s Theory

Released: 13 August 2026 · Public Administration Paper 1

The Hawthorne Studies in Full: Five Phases, Mayo's Social Theory and the Century of Criticism

Every textbook gives four Hawthorne phases. There were five — and the missing one, the pair of control studies run between 1928 and 1930, is precisely where the later critics found the evidence that undid Mayo's conclusions. This guide sets out each phase in operational detail including the thirteen relay-room periods and the two suppressed control rooms, develops Mayo's full social theory beyond the findings — the rabble hypothesis, the established and adaptive society, anomie, spontaneous cooperation and the administrative elite — and traces the criticism from Baritz in 1960 through Carey, Franke and Kaul, to Levitt and List's 2011 recovery of the lost illumination data. With verified previous year questions from 1988 to 2024 and a chapter-wise mapping onto Paper 2 — Indian Administration.

📋 The Studies Hawthorne, 1924–32
🏛 Syllabus Paper 1 · Administrative Thought
📝 Verified PYQs 11 — from 1988 to 2024
🔑 The Missing Phase The two control rooms
📅 Published: 13 August 2026 🏛 Source: Roethlisberger & Dickson (1939), Mayo (1933, 1945), Carey (1967), Levitt & List (2011) ✍️ By: Legacy IAS 🔄 Updated: August 2026

What the Human Relations School Claims

The Human Relations School holds that an organisation is not a machine of positions but a social system — a network of groups, norms, sentiments and relationships that the organisation chart does not show and that determines much of what actually happens. Its founding proposition is that productivity is a function of social and psychological factors at least as much as of physical conditions or wage incentives.

Its target was the classical model in both its forms: Taylor's economic man, motivated by the differential piece-rate, and Weber's impersonal office, in which the person is irrelevant to the position. Against both, the school put social man — a worker motivated by belonging, recognition and security, whose behaviour is shaped by the group they belong to rather than by the incentive scheme they face.

📌 Read The Syllabus Wording

UPSC writes "Human Relations School (Elton Mayo and others)". Most answers name only Mayo. The others are examinable: F. J. Roethlisberger and W. J. Dickson, who wrote the definitive record Management and the Worker (1939); W. Lloyd Warner, the anthropologist whose method shaped the Bank Wiring study; T. North Whitehead, who analysed the relay-room data; Kurt Lewin, who founded group dynamics; Jacob Moreno, who invented sociometry; and George Homans, who turned Hawthorne into a general theory of the small group.

Context: The Setting and the Cast

The studies ran at the Western Electric Company's Hawthorne Works in Cicero, Illinois — a plant of roughly 29,000 employees manufacturing telephone equipment for the Bell System. Western Electric had an unusually progressive personnel regime for its time: pension schemes, sickness benefits, recreation facilities. This matters, because it removes the easy explanation that workers were simply badly treated.

The intellectual context matters too. Hugo Münsterberg's Psychology and Industrial Efficiency (1913) had already opened the question of the worker's mind a decade earlier. Mayo himself came from an unusual background — trained partly in psychopathology, influenced by Pierre Janet's work on obsessive thinking, and by Durkheim's concept of anomie. He was not an industrial engineer looking for efficiency; he was a clinician looking for the social causes of individual distress, and he found a factory to look at.

📌 Who Actually Ran The Studies — And When Mayo Arrived

Mayo did not begin the Hawthorne research and was absent for its first and most famous phase. The illumination experiments were run from 1924 by the National Research Council of the National Academy of Sciences, with the Committee on Industrial Lighting, and were backed by the electrical industry — which had a commercial interest in demonstrating that more light means more output. Western Electric's own George Pennock directed the internal programme.

Mayo, then at the Harvard Business School, was brought in around 1928, after the illumination results had already produced their puzzle and the relay room was under way. The day-to-day research and the definitive written record were the work of Roethlisberger and Dickson. Stating this accurately protects you against the "was Mayo original?" framing — and it is the honest answer to the 1992 stem asking whether his contributions were great innovations.

The Five Phases in Detail

HAWTHORNE · FIVE PHASES, 1924–1932 FIG. 1 · LEGACY IAS PHASE 1 · NOV 1924 – APR 1927 Illumination Experiments — three separate series Output rose in test and control groups, and continued rising as light was cut toward moonlight levels. Run by the National Research Council. Mayo not involved. Researchers concluded the experiment had "failed". PHASE 2 · APR 1927 – 1932 Relay Assembly Test Room — six women, thirteen experimental periods Output rose roughly 30%. In Period 12, with every privilege withdrawn, output reached its highest yet. Source of the Hawthorne Effect. Also the phase in which two operators were replaced. PHASE 3 · AUG 1928 – SEP 1930 · THE PHASE STANDARD NOTES OMIT Second Relay Assembly Group and Mica Splitting Test Room Two control studies designed to separate the wage incentive from the social variables by changing one at a time. Both produced output rises. This is where Carey and later critics found their ammunition. PHASE 4 · SEP 1928 – 1930 Mass Interviewing Programme — 21,126 employees Directed questioning abandoned for non-directive listening; interview length trebled; complaints revealed as symptoms. PHASE 5 · NOV 1931 – MAY 1932
Figure 1 — The five phases. Phase 3 is the analytical hinge. It was designed precisely because the relay room had confounded four variables at once, and its results are why the Hawthorne conclusions remain contested a century later.

Phase 1 — The Illumination Experiments (November 1924 – April 1927)

Three separate series were run, each more carefully controlled than the last.

  • First series (1924–25). Three departments — relay assembly, coil winding and inspection — had illumination varied. Output rose in all three, but with no consistent relationship to light levels. The researchers concluded that other factors had contaminated the results.
  • Second series (1926). A test group and a control group were segregated. The test group's light was varied; the control group's was held constant. Both groups increased output by roughly similar amounts. The variable being tested had no distinguishable effect.
  • Third series (1926–27). Light for the test group was reduced step by step — to ten, then five, then three foot-candles. Output continued to rise until illumination fell so low that the operators protested they could no longer see what they were doing.

The suggestion experiment. In one variation, operators were told the lighting was being improved while bulbs of the same wattage were substituted; they reported the room was brighter and more pleasant. Told the light was being reduced while the same bulbs were again substituted, they complained of dimness. Nothing had changed but the announcement. This is the cleanest single demonstration in the whole programme that perception, not physical condition, was driving the response — and it is a detail almost no aspirant knows.

The verdict at the time: the researchers declared the illumination study a failure. Illumination, they concluded, is only one and apparently a minor factor among many affecting output, and "the human factor" had defeated the experimental design. That admission of failure is what prompted the far more ambitious relay-room study.

Phase 2 — The Relay Assembly Test Room (April 1927 – 1932)

The setup. Five women assembled telephone relays — each relay comprising some thirty-five parts and taking about a minute — with a sixth acting as layout operator supplying components. Two operators were chosen first and invited to select the rest, so the group began as friends. They were moved to a separate room with a test-room observer seated with them, whose role combined record-keeping with a deliberately friendly, consultative style. Output was recorded automatically: each completed relay dropped through a chute and punched a hole in a moving paper tape, giving continuous, objective data.

Thirteen experimental periods were run over the first two years, with the room continuing until 1932.

RELAY ASSEMBLY TEST ROOM · THE THIRTEEN PERIODS FIG. 2 · LEGACY IAS PERIOD CONDITION INTRODUCED SIGNIFICANCE 1Baseline output measured secretly in the departmentControl measure 2Moved to the test room, no other changeIsolates the move itself 3Small-group piece-rate introduced — pay based on six, not the departmentNever controlled for 4–6Rest pauses: two of 5 min, then two of 10 min, then six of 5 minFatigue hypothesis tested 715-min morning rest with free lunch, 10-min afternoon restNutrition added 8–9Shorter day — finish at 4:30 pm, then at 4:00 pmHours reduced 10–11Return to 5 pm finish; then Saturday morning offWeek shortened 12 ALL privileges withdrawn — no rests, no free lunch, full 48-hour week Conditions returned exactly to those of Period 3 Output the HIGHEST yet 13Privileges restored; operators provide own lunch, company the beverageOutput higher still Period 12 is the famous result: every material improvement removed, and output rose anyway. Period 3 is the awkward one: the pay system changed at the outset and was never restored, so wage incentive ran through every later period.
Figure 2 — The thirteen periods. Learn Periods 3 and 12 above all. Period 12 is what Mayo's supporters cite; Period 3 is what his critics cite. Being able to name both is what separates a critical answer from a descriptive one.

The result. Output rose roughly 30 per cent across the study. The decisive moment was Period 12: rest pauses, the free lunch and the shortened week were all withdrawn and conditions returned exactly to those of Period 3 — and weekly output reached its highest recorded level to that point. If material conditions caused productivity, removing them should have reduced it. It did not.

What changed instead. The researchers concluded that the operative variables were social: the women had become a cohesive group with a distinct identity; they were consulted before every change and could veto proposals; the observer supervised in a friendly, non-punitive manner unlike the departmental foreman; and they enjoyed the status of being the plant's most-watched employees.

The replacement of two operators. At the end of the eighth period, in January 1928, two of the original operators were removed from the study — the record cites declining output, excessive talking and, in the language of the time, insubordination. They were replaced by two others, one of whom, needing money for a sick family member, became the group's informal pacesetter. Mayo's account treats this as incidental; Carey's later reading treats it as decisive. You should mention it in any critical answer.

Phase 3 — The Two Control Studies (August 1928 – September 1930)

This is the phase standard notes omit, and it exists for a reason the exam rewards understanding. The relay room had changed four things at once: the pay system, the physical conditions, the supervisory style, and the social composition of the group. No conclusion about which mattered could be drawn. Western Electric therefore ran two further studies, each changing one thing.

 Second Relay Assembly GroupMica Splitting Test Room
DatesAugust 1928 – March 1929October 1928 – September 1930
ParticipantsFive experienced relay assemblersFive mica splitters
LocationKept in the regular department at their normal benchesMoved to a separate test room
Variable changedOnly the pay system — the small-group piece-rateOnly the non-wage factors — separate room, changed supervision, rest pauses
Variable held constantSupervision, physical conditions, rest pausesPayment stayed on the existing individual piece-rate
ResultOutput rose roughly 12–13 per cent, and quicklyOutput rose roughly 15 per cent over about fourteen months, then declined
How it endedDiscontinued early — the rest of the department resented the special pay arrangement and friction became unmanageableOutput fell as the Depression cut available work and the study wound down
What it impliesThe wage incentive alone raised output substantiallyThe social factors alone also raised output
📌 Why This Phase Decides The Argument

Read the two results together and the honest conclusion is ambiguity: pay alone raised output, and social factors alone raised output. Neither study isolates a single cause, because the Second Relay Group's special pay itself created a social event — resentment strong enough to end the experiment — and the Mica Room ran into the Depression.

Mayo's team emphasised the Mica Room and downplayed the Second Relay Group. Alex Carey's 1967 critique is essentially the charge that the suppressed finding was the important one — that the studies' own control data support the "crude" view that money and discipline drive output, and that the human relations interpretation was imposed on evidence that did not require it.

An answer that names these two rooms, states what each varied, and draws the ambiguity is operating several levels above one that lists four phases.

Phase 4 — The Mass Interviewing Programme (September 1928 – 1930)

Origin. The programme began not as research but as a practical exercise: material was needed for supervisor training, so employees were asked what they thought of their supervision, their jobs and their conditions.

The methodological turn. The first year used a directed interview with a fixed questionnaire. Interviewers found that employees kept straying from the schedule to talk about what actually mattered to them — and that the digressions were more revealing than the answers. From 1929 the method shifted to non-directive interviewing: the interviewer listened, did not lead, did not argue, did not advise. Average interview length rose from around thirty minutes to about ninety. In total 21,126 employees were interviewed.

What it found.

  • Complaints are symptoms, not facts. A grievance about lockers or equipment often expressed something else entirely — status anxiety, a difficult supervisor, trouble at home. The manifest content masks the latent cause.
  • Satisfaction depends on social position. How a worker felt about the job tracked their standing within their group and their personal history far more closely than objective conditions.
  • The interview itself was therapeutic. Simply being heard, at length and without judgement, improved morale measurably — a finding so striking that Western Electric institutionalised it, running a personnel counselling programme in the plant for roughly two decades.
  • The informal group surfaced. Interviewers kept hearing about deliberate output restriction — which is precisely what prompted the fifth phase.

Its lasting methodological legacy. Non-directive interviewing shaped counselling practice and became a foundation of qualitative field research. This is worth a line: the Hawthorne programme's most durable contribution may be a method rather than a finding.

Phase 5 — The Bank Wiring Observation Room (November 1931 – May 1932)

The setup. Fourteen men — nine wiremen, three soldermen and two inspectors — wiring banks of terminals for telephone switches. The design, shaped by the anthropologist W. Lloyd Warner, was observational rather than experimental: an observer sat in the room recording behaviour without interfering, while an interviewer worked outside. Nothing was manipulated. The point was to watch a group as an anthropologist watches a community.

The paradox. The men were on a group incentive: the more the group produced, the more each earned. Yet the group had fixed its own output at a level below what management's standard rewarded, and enforced it — forfeiting money to do so.

BANK WIRING ROOM · THE GROUP'S OWN CODE FIG. 3 · LEGACY IAS Fourteen men on a group incentive — and they restricted their own output, forfeiting money to do so. 1 · Do not turn out too much work You are a rate-buster — you will get the rate cut for everyone 2 · Do not turn out too little You are a chiseler — you shift the burden onto others 3 · Do not tell a supervisor Anything harming an associate makes you a squealer 4 · Do not act officious An inspector must not behave like one — no social distance Sanctions Binging — a hard punch on the upper arm · ridicule · sarcasm · ostracism from the clique Structure Two informal cliques with their own games and status order; some men belonged to neither — the isolates Output reports were straightened — a steady daily figure reported regardless of actual output, surplus banked for slow days.
Figure 3 — The group's own code. Four norms, four sanctions, two cliques. The straightening of the record is the detail to add: the men did not merely restrict output, they managed the appearance of output — informal organisation defeating formal measurement.

Why they restricted. The reasons the men gave, and the observer inferred, were rational rather than irrational: fear that high output would lead to a cut in the piece-rate; fear that finishing the available work would produce layoffs, an acute anxiety in 1931–32; protection of slower colleagues; and a settled distrust of management's intentions. This is the point to press in an answer — the group was not being emotional; it was insuring itself.

What it established. The informal organisation has its own norms, sanctions, leadership, status hierarchy and boundaries, and it can defeat a formal incentive system designed by engineers. Roethlisberger and Dickson's framework of the formal and informal organisation coexisting within one plant comes directly from this room.

Mayo's Social Theory — Beyond the Findings

Mayo was not principally an industrial researcher. He was a social theorist who used a factory as evidence for a diagnosis of modern civilisation. Answers that stop at "social man" and "informal organisation" miss most of what he actually argued.

1 · The Rabble Hypothesis — Stated Properly

Mayo attributed to classical economics three assumptions, and rejected all three:

  1. Society consists of a horde of unorganised individuals — atomised, unattached, related only by exchange.
  2. Every individual acts to secure their own self-preservation and self-interest.
  3. Every individual thinks logically, to the best of their ability, in service of that interest.

Against these Mayo held that people are group beings before they are individuals; that the desire to stand well with one's fellows outweighs individual economic calculation; and that behaviour is far more often non-logical — governed by sentiment and custom — than logical. Naming all three assumptions, rather than gesturing at "the rabble hypothesis", is precise and rare.

2 · Logical and Non-Logical Behaviour — and the Pareto Circle

Mayo's distinction between logical and non-logical action came from Vilfredo Pareto, whose ideas circulated at Harvard through the seminar convened by the biochemist L. J. Henderson — the so-called Pareto Circle, whose members included Mayo, Roethlisberger and Homans. Pareto's point was that people act from sentiment and then construct rational justifications afterwards. Mayo applied this directly to the shop floor.

Roethlisberger gave it the formulation students should learn: management operates on the logic of cost and efficiency; workers operate on the logic of sentiments; and because neither recognises the other as a logic at all, each finds the other simply unreasonable.

3 · Established Society and Adaptive Society

This is Mayo's central historical thesis and the frame within which everything else sits.

  • In the established society — traditional, slow-changing — social codes were stable, membership in a community was secure from birth, and cooperation was spontaneous: nobody had to engineer it.
  • In the adaptive society — modern, industrial, technologically restless — change destroys those codes faster than new ones can form. The individual is detached from any stable group, and cooperation must be deliberately created because it no longer arises on its own.

The consequence, borrowing Durkheim's term, is anomie — normlessness. Mayo added a clinical dimension from his early training under the influence of Pierre Janet's psychopathology: the anomic worker falls into obsessive reverie, brooding and preoccupation that no improvement in wages or lighting can touch. Note the contrast worth writing: Mayo used anomie; Weber's parallel term is disenchantment. Do not swap them.

4 · Spontaneous Cooperation and the Social Skill Lag

If cooperation no longer arises spontaneously, securing it becomes the administrator's central task. Mayo's diagnosis of why it is not being secured is his most quoted proposition: technical skill has advanced far faster than social skill. Civilisation has learned to build aircraft and telephone exchanges and has not learned to make people work together. The remedy he proposed was training in the human and social sciences for those who administer — and here his argument takes a turn that his critics never forgave.

5 · The Political Thesis — Why He Is Called Anti-Democratic

In The Social Problems of an Industrial Civilization (1945) and The Political Problem of Industrial Civilisation (1947), Mayo extended the argument to politics. The collapse of spontaneous cooperation, he held, explains modern political instability; and the remedy is neither class politics nor collective bargaining but an administrative elite trained in social skill, capable of restoring cooperation from above.

This is why the ideological critics were so severe. Mayo's scheme has almost nothing to say about trade unions, treats conflict as a symptom of failed communication rather than of divergent interests, and locates the solution in a managerial class rather than in workers' own organisation. When you write about the critique of the Human Relations School, this is the substance behind the slogans.

Mayo's ConceptWhat It MeansWhere It Comes From
Rabble hypothesisThe three classical assumptions — atomised individuals, self-interest, logical thinking — all rejectedMayo's reading of classical economics
Non-logical behaviourAction driven by sentiment and custom, rationalised afterwardsVilfredo Pareto, via the Pareto Circle at Harvard
Logic of sentiments vs logic of costTwo incompatible reasoning systems, each opaque to the otherRoethlisberger's formulation of Mayo's insight
AnomieNormlessness following the dissolution of stable social codesÉmile Durkheim
Obsessive reverieBrooding and preoccupation in the socially detached workerPierre Janet's psychopathology; Mayo's clinical training
Established / adaptive societyThe historical shift that destroyed spontaneous cooperationMayo's own synthesis
Spontaneous cooperationWhat administration must now deliberately createMayo's central prescription
Social skill lagTechnical capacity outrunning the capacity to cooperateMayo's civilisational diagnosis
Complaints as symptomsManifest grievance masking latent causeThe Mass Interviewing Programme
The administrative eliteSocially skilled administrators as the remedy for political instabilityMayo's 1945 and 1947 books — the source of the anti-democratic charge

"And Others": The Rest of the School

ScholarContributionWhy It Matters for the Exam
F. J. Roethlisberger and W. J. DicksonManagement and the Worker (1939) — the definitive record, and the systematic framework of formal and informal organisationCite them for the evidence; Mayo wrote the interpretation, they wrote the data
W. Lloyd WarnerSocial anthropologist whose method shaped the Bank Wiring design — the factory studied as a community would beExplains why the fifth study was observational rather than experimental
T. North WhiteheadThe Industrial Worker (1938) — statistical analysis of the relay-room output dataThe quantitative counterpart to Roethlisberger's qualitative account
Hugo MünsterbergPsychology and Industrial Efficiency (1913) — founder of industrial psychologyEstablishes that the psychological turn predates Hawthorne by a decade
Kurt LewinFounder of group dynamics; field theory; action research; the study with Lippitt and White on autocratic, democratic and laissez-faire leadership; force-field analysis and the unfreeze–change–refreeze modelThe most under-used name in this topic. Lewin gave the school its method, and his leadership typology is reusable in leadership questions
Jacob MorenoSociometry and the sociogram — mapping who actually associates with whomThe technique that makes the informal organisation visible and measurable
George HomansThe Human Group (1950) — re-analysed Hawthorne into a general model of activities, interactions and sentiments operating within an external and an internal systemConverts Hawthorne from a case study into a theory; the external/internal distinction is elegant and rarely cited
Chester BarnardThe Functions of the Executive (1938) — the informal organisation as necessary to the formal; acceptance theory of authority; zone of indifferenceThe bridge from human relations to the behavioural school

The Criticism: A Century of Attack

Hawthorne is the most criticised body of research in management history. Organising the attacks chronologically, by what kind of objection each makes, is what demonstrates control.

SEVENTY YEARS OF CRITIQUE FIG. 4 · LEGACY IAS 1949–60 Bendix · Bell Kerr & Fisher Baritz · Mills Ideological 1958 Landsberger Hawthorne Revisited Defence 1967 Alex Carey A Radical Criticism Evidential 1974–78 Parsons Franke & Kaul Statistical Quantitative 1992–2011 Jones Levitt & List Data recovered Modern The 2011 finding is the one to end on: the illumination data, long believed destroyed, were recovered — and the dramatic patterns everyone had described for eighty years were not in them. Output tracked day-of-week and pay-period cycles more closely than it tracked the lighting changes.
Figure 4 — Seventy years of critique. Note the shape: ideological attack first, evidential attack second, and only in the last three decades a return to the original data. The most damaging criticism arrived last.

Wave 1 — The Ideological Critique (1949–1960)

  • Reinhard Bendix and Lloyd Fisher (1949), in "The Perspectives of Elton Mayo", argued that Mayo's value premises were managerial and unexamined — he adopted management's definition of the problem without ever asking whether workers might legitimately define it differently.
  • Daniel Bell (1947), in "Adjusting Men to Machines", made the sharpest formulation: the school's project is to fit the worker to the production system rather than to ask whether the system should fit the worker.
  • Clark Kerr and Lloyd Fisher (1957), in "Plant Sociology: The Elite and the Aborigines", charged that Mayo treats workers as an anthropological subject to be studied and managed by an elite, and that he simply omits trade unions, collective bargaining and the wider political economy.
  • Loren Baritz (1960), The Servants of Power, gave the movement its most enduring epitaph: industrial social science placed itself at management's disposal. The associated jibe — "cow sociology": contented cows give more milk — captures the charge that worker satisfaction was pursued instrumentally, as a means to output, not as an end.
  • C. Wright Mills extended this: the human relations expert is a technician of a new managerial elite, and the discipline is a science of manipulation.
  • Alan Fox's later distinction between the unitary and pluralist frames of reference names the underlying error precisely: the school assumes the organisation has one common goal and therefore that conflict must be pathological, when a pluralist reading would treat divergent interests as legitimate and permanent.

Wave 2 — The Evidential Critique (1967–1978)

  • Alex Carey (1967), "The Hawthorne Studies: A Radical Criticism", American Sociological Review. The single most important critical paper. His points:
    • The relay room studied five workers — a sample far too small to support general conclusions.
    • Two operators were replaced for insubordination and falling output, and their more productive replacements drove the group average up. A change in personnel was read as a change in attitude.
    • The group piece-rate introduced in Period 3 was never removed, so a wage incentive ran through every subsequent period and was never controlled for.
    • Supervision in the test room was arguably stricter, not friendlier — the observer disciplined and dismissed.
    • The Second Relay Assembly Group showed that the wage incentive alone raised output — and this finding was de-emphasised.
    Carey's conclusion is deliberately provocative: the studies' own evidence supports the "crude" view that money and discipline drive output, and the human relations interpretation was imposed on data that did not require it.
  • H. M. Parsons (1974), "What Happened at Hawthorne?", Science. Argues the mechanism was operant learning with feedback: for the first time the women could see their own continuous output figures, and pay was contingent on output, so they learned to work faster. On this reading there was no mysterious "Hawthorne Effect" at all — just reinforcement.
  • Franke and Kaul (1978), "The Hawthorne Experiments: First Statistical Interpretation", American Sociological Review. The first regression analysis of the relay-room data. They attributed the great majority of the variance to managerial discipline (the dismissal of the two operators), the economic adversity of the Depression, and scheduled rest time — leaving little for social factors. Their method was itself later contested, notably by Bloombaum (1983), which is worth noting so your answer does not overclaim.

Wave 3 — The Modern Reanalyses (1992–2011)

  • Stephen R. G. Jones (1992) re-examined the relay-room data and found little evidence of a Hawthorne effect of the kind the textbooks describe.
  • Levitt and List (2011), "Was There Really a Hawthorne Effect at the Hawthorne Plant?", American Economic Journal: Applied Economics. This is the finding to close on. The illumination data had never been formally analysed and were believed destroyed. Levitt and List located them. Their verdict is blunt: the supposedly remarkable data patterns that generations of textbooks have described are not present in the original records. Output tracked day-of-week and pay-period cycles more closely than it tracked the experimental lighting changes. They allow that subtler Hawthorne-type effects may exist, and propose a better test — comparing responses to experimenter-induced changes against naturally occurring ones — but the famous story is not in the data.
  • Izawa, French and Hedge (2011), in Human Factors, independently located archival illumination material at Cornell and made the same broad point: every previous account rested on secondary sources, and the primary data had never been properly analysed.
  • Richard Gillespie (1991), Manufacturing Knowledge, offers the constructivist reading: the Hawthorne "findings" were negotiated between researchers, managers and workers, each with interests in the outcome — knowledge produced rather than discovered.
  • McCambridge, Witton and Elbourne (2014), a systematic review in the Journal of Clinical Epidemiology, concluded that the concept is used so loosely across research fields that new and more precise concepts are needed to study research participation effects at all.

Wave 4 — The Standing Theoretical Objections

  • The happy worker fallacy. The assumed causal link from satisfaction to productivity has never been robustly established; the correlation is weak and the causation may run the other way.
  • Peter Drucker objected that human relations offered psychology without any theory of the enterprise's purpose or of the economic dimension of work, and warned of psychological despotism — the classical school directed the hands, this one manages the personality.
  • Herbert Simon held that sentiment analysis is no more rigorous than the proverbs it replaced; the behavioural revolution he led was a demand for testable propositions.
  • The Marxist and labour-process objection — conflict between capital and labour is structural, not a failure of communication, and treating it as psychological serves to disarm it.
  • Over-correction. In discovering the informal organisation the school under-weighted the formal — and in a large public bureaucracy, structure, rules and hierarchy still do most of the work.
  • Closed system still. Like the classicists, the school studied the organisation in isolation from its environment — the objection systems theory and Riggs's ecological approach later formalised.
  • Ethical objection. The Bank Wiring men were observed covertly for their group behaviour without being told the study's purpose; by any modern standard the consent was inadequate.
  • Contextual generalisation. Findings from one American plant, in one industry, during the Depression, were universalised into a theory of organisations everywhere.
📌 The Defence — Because A One-Sided Answer Is Also Weak

Henry Landsberger's Hawthorne Revisited (1958) is the standard reassessment and should be named. His position, and the defensible one: the critics are right about the evidence and wrong about the significance. The Hawthorne programme's value lies less in what it proved than in what it made thinkable — that a factory can be studied as a social structure, that grievances have latent content, that groups set norms, and that observation itself is an intervention.

The formula to use: the Hawthorne conclusions outran the Hawthorne evidence — yet the questions Mayo opened proved permanently correct. Every subsequent school, including those that attacked him, works on terrain he cleared.

Classical and Human Relations: Complementary, Not Rival

The 2017 stem asked precisely this, and the answer is that the two schools describe different layers of the same organisation.

DimensionClassicalHuman Relations
Organisation isA machine of positionsA social system of people
Model of the workerEconomic man — responds to moneySocial man — responds to belonging
Unit of analysisThe individual task or positionThe work group
What is studiedThe formal organisation — the chartThe informal organisation — the network beneath
Efficiency comes fromStructure, specialisation, measurementMorale, cohesion, participative supervision
MethodDeduction from principlesField experiment, observation, non-directive interview
Conflict isA malfunction to be engineered awayA failure of communication and sentiment
What each missesThe human being inside the positionThe structure that makes coordination possible at scale

The complementarity argument: the chart tells you who reports to whom; the informal network tells you whether anything will actually happen. Roethlisberger and Dickson's own framing — formal and informal organisation coexisting and requiring joint study — is the authority for this position.

The Human Relations School and Paper 2: Indian Administration

InsightPaper 2 ChapterIndian InstrumentHonest Critique
The informal organisationCh. 8 Civil Services; Ch. 14 Significant Issues Batch and cadre loyalties in the All India Services; service associations; the informal consultation network that moves a file faster than the channel of submission; PSU trade unions The informal network cuts both ways — it lubricates coordination but also sustains transfer lobbies, cadre favouritism and the quiet protection of underperformance.
Output restriction and group normsCh. 14 Significant Issues; Ch. 9 Financial Management Informal norms around case disposal rates, inspection quotas and file movement; the settled understanding of what constitutes a reasonable day's work in a section This is the Bank Wiring Room in Indian dress, and it explains why raising a target rarely raises output — the group resets its own norm around the new figure.
Participative consultationCh. 8 Civil Services The Joint Consultative Machinery and Compulsory Arbitration scheme (1966) with National, Departmental and Office Councils; Works Committees under Section 3 of the Industrial Disputes Act 1947 Consultation without a duty to reach agreement drifts back toward command. JCM meetings have been irregular and arbitration awards on occasion set aside.
Non-monetary motivationCh. 11 Rural Development; Ch. 8 Civil Services Recognition-based motivation of frontline workers — ASHA, anganwadi and para-teaching cadres who are honorarium-based rather than salaried; Prime Minister's Awards for Excellence in Public Administration Mayo's insight is used here as a substitute for fair pay rather than a supplement to it. This is the ethical edge of the "cow sociology" charge in Indian conditions.
Complaints as symptomsCh. 14 Significant Issues; Ch. 7 District Administration CPGRAMS grievance analysis; Jan Sunwai and grievance camps; the pattern in which a procedural complaint conceals a dispute about status or access Grievance systems in India count and close complaints rather than diagnosing them — measuring disposal, not cause, which is exactly the error the interviewing programme corrected.
Supervisory styleCh. 7 District Administration The Collector's team-building role; convergence meetings under the Aspirational Districts Programme; non-directive listening in public hearings Mayo's finding presupposes a stable supervisor. Frequent transfers prevent the relationship maturing, so participative style never compounds.
Morale and mental healthCh. 13 Law and Order; Ch. 8 Civil Services Police stress and welfare studies by the Bureau of Police Research and Development; CAPF wellbeing measures; workload and posting policy in armed police battalions Morale is treated as a welfare add-on rather than an operational variable. Mayo's whole point is that it is the operational variable.
Behavioural competenceCh. 8 Civil Services Mission Karmayogi's Framework of Roles, Activities and Competencies separating behavioural from functional and domain competencies; the Capacity Building Commission Behavioural competence is assessed by training completion rather than observed conduct — measuring the input and calling it the outcome.
The Hawthorne Effect in evaluationCh. 5 Plans and Priorities; Ch. 14 Significant Issues The recurring pattern in which pilot projects outperform their own scale-up; model villages and showcase districts that regress once attention moves; facility performance rising during inspection The highest-value Indian application, and almost nobody writes it. If observation improves performance, results from closely monitored pilots systematically overstate what national rollout will deliver. Note the honest caveat: Levitt and List's work suggests the effect may be smaller than assumed even here.
Employee voice and its limitsCh. 8 Civil Services; Ch. 14 Significant Issues CCS (Recognition of Service Associations) Rules; the Supreme Court's holding in T. K. Rangarajan v. Government of Tamil Nadu (2003) that government employees have no fundamental, statutory or moral right to strike India permits association but sharply restricts collective action — a structural constraint the Human Relations School, indifferent to unions, never theorised.

Cross-Links Across Paper 1

TopicThe Link To Make
Scientific ManagementThe 2024 stem. Mayo demolishes the economic-man premise on which Taylor's incentive apparatus rests — though Taylor's third principle, cooperation, already gestured at it.
Classical TheoryThe 2017 stem on complementarity. Different layers, not rival descriptions.
WeberImpersonality is exactly what the informal organisation subverts; Merton's dysfunctions bridge the two literatures. Note the vocabulary: Mayo uses anomie, Weber uses disenchantment.
Mary Parker FollettShe anticipated Mayo by a decade — the 2025 stem on the socio-psychological approach turns on that priority.
BarnardConverts Hawthorne's empirical findings into a theory of cooperation, authority and executive function.
SimonBuilds on Barnard while rejecting the imprecision of the human relations method — the behavioural revolution proper begins here.
Participative ManagementMaslow, McGregor, Herzberg, Likert and Argyris are the school made operational; the 2002 stem asked exactly how the behavioural scientists modified Mayo.
New Public ManagementNPM's neo-Taylorism revives the economic-man assumptions Hawthorne destroyed, so the human relations critique of NPM writes itself.

UPSC Previous Year Questions — Verified

YearQuestion
2024Scientific Management and Human Relations theory are two distinct approaches for improving efficiency and production. Explain.
2022Human relationists postulate that "what is important to a worker and what influences his or her productivity level may not be the organisational chart but his or her associations with other workers". Is it more relevant today?
2020"Productivity is not the result of working conditions but the result of emotional response of workers to work performed." Are Elton Mayo's findings relevant in contemporary organizations?
2017"What is distinctive about the Classical and Human Relations schools of administration is their complementarity to each other." Analyse.
2002Explain the contribution of George Elton Mayo to the development of the Human Relations School. How did behavioural scientists modify his basic findings?
1997Examine the basic postulates of the Human Relations Theory and show how far it differs from the classical theory of organizations.
1993"The Hawthorne researches demonstrate the need to analyse organisations as living social structures." Comment.
1992Evaluate the contributions of George Elton Mayo to administrative organization. Do you consider his contributions as great innovations of modern times?
1990"Mayo was a behavioural scientist long before the term became popular." Comment.
1989"From Taylorism to Mayoism the organisation theory has travelled a long road in quest of organisational effectiveness." Comment.
1988"Many problems of worker-management co-operation were the results of the emotionally based attitudes of the workers rather than objective difficulties in the situation." (Elton Mayo) Comment.
📌 Decoding The Three Hardest Stems

2020 — "are Mayo's findings relevant in contemporary organizations?" This invites the evidential critique. Lead with the formula: the conclusions outran the evidence, yet the questions proved permanently correct. Then show contemporary relevance — remote and hybrid work have made belonging an explicit management problem; platform work has stripped the informal group out of employment; dashboard monitoring is the Hawthorne Effect institutionalised. Close with Levitt and List to show you know the evidence is contested.

2022 — "is it more relevant today?" Argue both ways. More relevant, because flat, project-based and networked organisations run on lateral association rather than reporting lines. Less relevant, because remote and platform work has thinned the very peer associations Mayo studied — the gig worker has an algorithm, not a bank wiring room. The two-sided answer is what the phrasing is fishing for.

1992 — "do you consider his contributions great innovations of modern times?" Note the trap. Mayo did not begin the research, was absent for the illumination phase, did not write the definitive record, and drew concepts from Durkheim, Pareto and Janet. The honest answer is that his innovation was interpretive and synthetic rather than empirical — he supplied the social theory that made a set of confusing factory results into a movement.

Practice Questions For Test Series

  1. "The Second Relay Assembly Group and the Mica Splitting Test Room decide the Hawthorne argument." Discuss.
  2. "Period 12 is Mayo's evidence; Period 3 is Carey's." Examine the relay-room design and its confounds.
  3. "The Hawthorne conclusions outran the Hawthorne evidence." Evaluate in the light of Carey, Franke and Kaul, Jones, and Levitt and List.
  4. Explain Mayo's distinction between the established and the adaptive society, and assess its usefulness for understanding administrative morale in India.
  5. "Mayo's remedy was an administrative elite, and that is why he is called anti-democratic." Critically examine.
  6. "Human relations was cow sociology." Assess Baritz's charge with reference to India's honorarium-based frontline cadres.
  7. Examine Kurt Lewin's contribution to the Human Relations School and its neglect in standard accounts.
  8. "The Bank Wiring Room shows workers behaving rationally, not emotionally." Discuss.

Answer-Writing Toolkit

Two Introductions

  • Empirical hook: "When the lights at Hawthorne were dimmed almost to moonlight and output continued to rise, the classical model of the worker ceased to be tenable. What replaced it — the organisation as a social system of groups, norms and sentiments — is the Human Relations School. That the famous lighting result may never have been in the data at all is a complication the school's defenders must now answer."
  • Conceptual: "Mayo's decisive move was to reject the rabble hypothesis — the assumption that society is a horde of unorganised individuals, each self-interested and each thinking logically. Everything the school discovered follows from that rejection."

Two Conclusions

  • Balanced: "Mayo's data were weaker than his conclusions, his sympathies lay with management, and he dissolved structural conflict into misunderstanding. Yet the questions he opened — how groups govern output, how sentiment shapes grievance, how being watched changes behaviour — have never been closed, and no administration that ignores them survives contact with its own staff."
  • Indian: "Indian administration is formally Weberian and informally Mayoist: the file moves through the channel of submission, but it moves at the speed the informal network permits. Reform that redesigns the chart while ignoring the network will keep failing for reasons the Bank Wiring Room explained in 1932."

Ten Power Keywords

  • Rabble hypothesis — three assumptions, all rejected.
  • Non-logical behaviour — from Pareto, via the Pareto Circle.
  • Established and adaptive society — Mayo's historical thesis.
  • Anomie — from Durkheim; do not attribute it to Weber.
  • Spontaneous cooperation — what administration must now manufacture.
  • Social skill lag — the civilisational diagnosis.
  • Period 12 — every privilege withdrawn, output highest yet.
  • Binging — the group enforcing its own norm.
  • Straightening the record — managing the appearance of output.
  • Cow sociology — Baritz's charge in its sharpest form.

Frequently Asked Questions

What were the five phases of the Hawthorne studies?

The illumination experiments (1924–27), run in three series by the National Research Council before Mayo joined; the Relay Assembly Test Room (1927–32), with six women across thirteen experimental periods; the two control studies — the Second Relay Assembly Group and the Mica Splitting Test Room (1928–30) — designed to separate the wage incentive from the social factors; the Mass Interviewing Programme (1928–30) covering 21,126 employees; and the Bank Wiring Observation Room (1931–32), in which fourteen men enforced their own output norm.

What happened in Period 12 of the Relay Assembly Test Room?

In Period 12 all the introduced privileges were withdrawn — rest pauses, the free lunch and the shortened week — and conditions returned exactly to those of Period 3. Output nevertheless rose to its highest recorded level to that point. This is the result on which the human relations interpretation rests: if material conditions caused productivity, removing them should have reduced it.

What were the Second Relay Assembly Group and the Mica Splitting Test Room?

They were control studies run because the first relay room had changed four variables at once. The Second Relay Assembly Group kept five operators in the regular department and changed only the pay system, introducing a small-group piece-rate; output rose about 12 to 13 per cent, and the study was stopped early because other workers resented the arrangement. The Mica Splitting Test Room moved five operators to a separate room with changed supervision and rest pauses while leaving their individual piece-rate untouched; output rose about 15 per cent before declining. Together they suggest that both wage incentive alone and social factors alone raised output.

What is Mayo's rabble hypothesis?

The rabble hypothesis is the set of assumptions Mayo rejected: that society consists of a horde of unorganised individuals; that each acts to secure their own self-preservation and self-interest; and that each thinks logically in service of that interest. Against these he held that people are group beings, that the desire to stand well with one's fellows outweighs economic calculation, and that behaviour is largely non-logical.

What is the difference between the established and the adaptive society?

In the established or traditional society, social codes were stable, group membership was secure and cooperation arose spontaneously. In the adaptive or modern industrial society, rapid technological change destroys those codes faster than new ones form, leaving the individual detached and producing anomie. Cooperation must therefore be deliberately created, which Mayo regarded as the central task of administration.

Have the Hawthorne findings been disproved?

The evidence has been substantially weakened rather than the phenomenon disproved. Alex Carey in 1967 showed the studies were confounded by a wage incentive and by the replacement of two operators; Franke and Kaul in 1978 attributed most variance to discipline and the Depression; Jones in 1992 found little evidence of a Hawthorne effect in the relay data; and Levitt and List in 2011 recovered the original illumination data, long believed destroyed, and found that the dramatic patterns described for decades were not present. Henry Landsberger's defence remains the standard reply: the programme's value lies less in what it proved than in what it made thinkable.

Conclusion

The Human Relations School was not the refutation of classical theory but the discovery of a second layer. Classical theory described the organisation that exists on paper; Mayo and his colleagues described the one that exists in the corridor. The 2017 examiner was right to suggest complementarity — the chart tells you who reports to whom, and the informal network tells you whether anything will actually happen.

Its weaknesses must be conceded, and conceded specifically: the relay room confounded pay with sentiment, two operators were replaced mid-study, the control rooms produced results Mayo's team downplayed, and the illumination data — when finally recovered eighty years later — did not contain the pattern the textbooks had described. Mayo's own remedy, an administrative elite trained in social skill, sits uneasily with democratic politics and ignored organised labour entirely.

And yet the central proposition has survived every attack. An administration is a society before it is a structure, and reform that redesigns the structure while ignoring the society will produce, as it has repeatedly produced in India, a perfectly rational organisation chart above a set of people doing something else entirely.

💡

Key Takeaways

  • There are five phases, not four. The missing one is the pair of control studies — the Second Relay Assembly Group (changed only pay, output rose 12–13%, stopped early because of departmental resentment) and the Mica Splitting Test Room (changed only the social factors, output rose about 15%). Together they show both causes work, which is why the argument was never settled.
  • Learn Periods 3 and 12. Period 12 withdrew every privilege and output reached its highest yet — Mayo's evidence. Period 3 introduced a small-group piece-rate that was never removed — Carey's evidence. Naming both is what makes an answer critical rather than descriptive.
  • Mayo did not begin the research and was absent for the illumination phase, which was run by the National Research Council with industry backing. Roethlisberger and Dickson wrote the definitive record. This is the honest answer to the 1992 stem on whether his contributions were "great innovations".
  • State the rabble hypothesis as three assumptions — atomised individuals, self-interest, logical thinking — all rejected. Add non-logical behaviour from Pareto via the Harvard Pareto Circle.
  • Mayo's real theory is historical: the established society had spontaneous cooperation; the adaptive society destroyed the codes that produced it, leaving anomie and obsessive reverie. His remedy — an administrative elite trained in social skill — is why he is called anti-democratic and anti-union.
  • The Bank Wiring Room gives four norms (rate-buster, chiseler, squealer, no officiousness), the sanction of binging, two cliques with isolates, and the straightening of the record. Press the point: the men were insuring themselves against rate cuts and layoffs in 1932 — rational, not emotional.
  • Criticism in four waves: ideological (Bendix, Bell, Kerr and Fisher, Baritz's "cow sociology", Mills, Alan Fox's unitary frame), evidential (Carey 1967), quantitative (Parsons 1974, Franke and Kaul 1978, contested by Bloombaum 1983), and modern (Jones 1992; Levitt and List 2011, who recovered the illumination data believed destroyed and found the famous patterns were not in them).
  • Balance it with Landsberger's Hawthorne Revisited (1958) and the formula: the conclusions outran the evidence, yet the questions proved permanently correct.
  • Paper 2 anchors: informal cadre networks, section-level output norms as the Bank Wiring Room in Indian dress, the JCM 1966, ASHA and anganwadi non-monetary motivation, CPGRAMS treating complaints as counts rather than symptoms, and the pilot-to-scale-up gap as the Hawthorne Effect in programme evaluation.

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